comparemela.com
Home
Live Updates
The Safeguarding Proposal: A jurisdictional grab by the SEC over custodians | Eversheds Sutherland (US) LLP : comparemela.com
The "Safeguarding Proposal": A jurisdictional grab by the SEC over custodians | Eversheds Sutherland (US) LLP
On February 15, 2023, the US Securities and Exchange Commission (the SEC) proposed sweeping changes to Rule 206(4)-2 (the Custody Rule) under the Investment Advisers Act of 1940...
Related Keywords
,
Exchange Commission
,
Custody Services
,
Office Of The Comptroller
,
Eversheds Sutherland
,
Custody Rule
,
Investment Advisers Act
,
Advisers Act
,
Safeguarding Proposal
,
Proposed Rule
,
Dodd Frank Wall Street Reform
,
Consumer Protection Act
,
Proposing Release
,
comparemela.com © 2020. All Rights Reserved.