Manisha Kimmel as Chief Policy Officer.
Manisha joins MayStreet from the Securities and Exchange Commission, where she served as Senior Policy Advisor, Regulatory Reporting in the Office of the Chairman. Over the course of her two-year tenure at the agency, she was instrumental in the successful implementation of the Consolidated Audit Trail (CAT), working with various internal and industry stakeholders to get the high-profile system live. At MayStreet, Manisha will leverage her considerable regulatory and market expertise to help the firm continue its rapid growth.
Commenting on Manisha’s appointment, MayStreet CEO Patrick Flannery said: “Manisha is extremely well-regarded across the industry, possessing a background, level of knowledge and breadth of relationships that is second to none. We believe MayStreet is poised to be a transformative force for regulatory initiatives globally and think that Manisha will be instrumental in helping us realize our significant ambitions.�
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Tradeweb Markets, a leading, global operator of electronic marketplaces for rates, credit, equities and money markets, appointed
James Sun as Managing Director, Head of Asia. Based in Shanghai, Mr. Sun will be responsible for all of Tradeweb’s business operations in Asia, including offices in Hong Kong, Tokyo, Singapore. He will report to Enrico Bruni, Managing Director, Head of Europe and Asia Business, and work closely with Li Renn Tsai, Managing Director, Head of Product and Sales. Most recently Mr. Sun served as CEO and Board Director of Harvest Global Investments, where he led the company and its subsidiaries on global strategic partnerships, branding and market penetration across the Asia Pacific region. Prior to that, he spent 17 years with Charles Schwab as Managing Director, Asia Pacific.
SEC: Manisha Kimmel To Conclude Tenure As Senior Policy Advisor To The Chair On The Consolidated Audit Trail Date
26/01/2021
The Securities and Exchange Commission today announced that Manisha Kimmel will conclude her tenure as Senior Policy Advisor, Regulatory Reporting, at the end of this month.
Since joining the SEC in January 2019, Ms. Kimmel has coordinated the SEC s oversight of the creation and implementation of the Consolidated Audit Trail (CAT) by the self-regulatory organizations (SROs). As the primary interface with internal and external stakeholders, Ms. Kimmel has been responsible for assessing CAT development progress, shepherding CAT-related exemptive orders and Commission rulemaking through the agency, and establishing internal governance structures to support cross-divisional coordination and decision-making.