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OBSI Joint Regulators Committee Releases Annual Report for 2022 | Stikeman Elliott LLP

The Canadian Securities Administrators (“CSA”) and the Canadian Investment Regulatory Organization (“CIRO”) recently published the Annual Report (“Report”) of the Joint Regulators.

Ombudsman for banking servicesNational instrumentStikeman elliottCanadian investment regulatory organizationCanadian securities administratorsAnnual reportJoint regulators committeeBanking servicesOngoing registrant obligationsInvestment dealerPartially consolidated rulesBank act

Canadian Regulators Continue to Monitor Crypto Exchanges as Investors Are Scammed

I’m not a fan of crypto but I must admit that those who got in early did well. Recently Jon.

New yorkUnited statesGordon papeStephen ehrlichSam bankmanCaroline ellisonJon erlichmanFrancesco cartaUs commodity futures trading commissionUs national public radioNational newsOmbudsman for banking servicesCanadian regulators continueInvestors areBanking servicesJoint regulators committee

Regulators report rise in crypto complaints

JRC report details complaints to OBSI involving mutual fund suitability, low-ball settlements

James langtonOmbudsman for banking servicesCanadian investment regulatory organizationBanking servicesCanadian securities administratorsJoint regulators committee

Industry and investors divided over OBSI review | Investment Executive

Binding compensation remains a sticking point

Ken kivenkoAssociation of canadian compliance professionalsInvestment industry association of canadaOsgoode hall law schoolCapital markets association of canadaInvestor advisory councilInvestment funds institute of canadaCanadian securities administratorsJoint regulators committeeInvestment funds instituteInvestment industry associationCanadian compliance professionalsPrivate capital markets association

OBSI under the microscope, again | Investment Executive

Little action has been taken since previous review in 2016

New zealandDeborah battellOsgoode hall law schoolOntario securities commissionFinancial consumer agency of canadaChambers banking ombuds officeCanadian foundation for advancement of investor rightsPoonam puriBanking ombuds officeJoint regulators committeeCapital markets modernization taskforceCapital markets actRegulators committeeCanadian securities administratorsFinancial consumer agencyCanadian foundation

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