If you have watched a financial news broadcast from the floor of the New York Stock Exchange (NYSE) recently, you may have noticed something interesting it is rather quiet these days, and computer and television screens outnumber people. This was not always the case. In the 1970s, the floor of the NYSE was a loud beehive of activity where over 5,000 people met in close contact every day to trade stocks.1 By 1973, more than 80 percent of the dollar volume of exchange-based U.S.
The Securities and Exchange Commission (SEC) will soon release its report and recommendations regarding the GameStop event last January and related equity market structure issues. In.
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Manisha Kimmel as Chief Policy Officer.
Manisha joins MayStreet from the Securities and Exchange Commission, where she served as Senior Policy Advisor, Regulatory Reporting in the Office of the Chairman. Over the course of her two-year tenure at the agency, she was instrumental in the successful implementation of the Consolidated Audit Trail (CAT), working with various internal and industry stakeholders to get the high-profile system live. At MayStreet, Manisha will leverage her considerable regulatory and market expertise to help the firm continue its rapid growth.
Commenting on Manisha’s appointment, MayStreet CEO Patrick Flannery said: “Manisha is extremely well-regarded across the industry, possessing a background, level of knowledge and breadth of relationships that is second to none. We believe MayStreet is poised to be a transformative force for regulatory initiatives globally and think that Manisha will be instrumental in helping us realize our significant ambitions.�
SEC: Manisha Kimmel To Conclude Tenure As Senior Policy Advisor To The Chair On The Consolidated Audit Trail Date
26/01/2021
The Securities and Exchange Commission today announced that Manisha Kimmel will conclude her tenure as Senior Policy Advisor, Regulatory Reporting, at the end of this month.
Since joining the SEC in January 2019, Ms. Kimmel has coordinated the SEC s oversight of the creation and implementation of the Consolidated Audit Trail (CAT) by the self-regulatory organizations (SROs). As the primary interface with internal and external stakeholders, Ms. Kimmel has been responsible for assessing CAT development progress, shepherding CAT-related exemptive orders and Commission rulemaking through the agency, and establishing internal governance structures to support cross-divisional coordination and decision-making.