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Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities

Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities
stlouisstar.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from stlouisstar.com Daily Mail and Mail on Sunday newspapers.

United statesBryanp hemphillFinancial industry regulatory authorityBlackstar the companyBlackstar enterprise group incExchange commissionBlackstar enterprise groupBlackstar digital trading platformBroker dealerBroker dealersBlockchain equity tradingAmazon web services basedCertificate holdersStar enterprise group

Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities

Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities
tennesseedaily.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tennesseedaily.com Daily Mail and Mail on Sunday newspapers.

United statesBryanp hemphillFinancial industry regulatory authorityBlackstar enterprise group incExchange commissionBlackstar the companyBlackstar enterprise groupBlackstar digital trading platformBroker dealerBroker dealersBlockchain equity tradingAmazon web services basedCertificate holdersStar enterprise group

Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities

Blockchain First Infrastructure Designed to Enable Public Company Common Shares to Trade as Digital Securities
phoenixherald.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from phoenixherald.com Daily Mail and Mail on Sunday newspapers.

United statesBryanp hemphillExchange commissionBlackstar enterprise group incBlackstar the companyFinancial industry regulatory authorityBlackstar enterprise groupBlackstar digital trading platformBroker dealerBroker dealersBlockchain equity tradingAmazon web services basedCertificate holdersStar enterprise group

Massachusetts court rejects Robinhood s challenge to state investment advice rule

BOSTON (Reuters) -Massachusetts' top court on Friday handed state securities regulators a major victory in their enforcement action against online brokerage Robinhood by holding that a state fiduciary duty rule that is central to the case is valid. The Massachusetts Supreme Judiciary Court reversed a lower-court judge's decision in favor of Robinhood in a lawsuit it filed after Massachusetts Secretary of State Bill Galvin in 2020 accused it of encouraging inexperienced investors to place risky trades.

United statesAlexia garamfalviNate raymondJonathan oatisJustice dalila wendlandtLucas moskowitzExchange commissionMassachusetts supreme judiciary courtSupreme judicial courtMassachusetts secretaryState bill galvinCalifornia based robinhoodBill galvinInvestment adviceBroker dealers

SEC charges 11 Wall Street firms with record-keeping failures

The SEC uncovered pervasive and longstanding “off-channel” communications at 11 broker-dealers.

Houlihan lokeyOpalesque genevaWells fargoExchange commissionWedbush securities incSecurities incSecs investigationBroker dealersRecordkeeping provisionsFederal securities lawsOff channel communications