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Robinhood Settles Massachusetts Regulators Trading Case for $7 5 Million

Online brokerage Robinhood on Thursday agreed to pay a $7.5 million fine and overhaul its practices to resolve allegations by Massachusetts' securities

United statesLucas moskowitzMassachusetts supreme judiciary courtUs supreme courtState bill galvin

Robinhood settles Massachusetts regulators trading case for $7 5 million

Robinhood settles Massachusetts regulators trading case for $7 5 million
streetinsider.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from streetinsider.com Daily Mail and Mail on Sunday newspapers.

United statesLucas moskowitzRichard changNate raymondMassachusetts supreme judiciary courtUs supreme courtState bill galvin

Robinhood agrees to $7 5M penalty to settle gamification charges - Insurance News

Robinhood agrees to $7 5M penalty to settle gamification charges - Insurance News
insurancenewsnet.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from insurancenewsnet.com Daily Mail and Mail on Sunday newspapers.

United statesJohn hiltonLucas moskowitzMassachusetts supreme judiciary courtUs supreme courtMassachusetts secretaryState bill galvin

Massachusetts top court rules against Robinhood

Banking news

United statesLucas moskowitzRobinhood deputyJustice dalila wendlandtWilliam galvinSupreme judiciary courtSecurities divisionMassachusetts supreme judiciary courtSupreme judicial courtMassachusetts secretaryCommonwealth williamMassachusetts uniform securities actDeputy general counsel lucas moskowitzRegulations amp policyRegulations policy

Massachusetts court rejects Robinhood s challenge to state investment advice rule

BOSTON (Reuters) -Massachusetts' top court on Friday handed state securities regulators a major victory in their enforcement action against online brokerage Robinhood by holding that a state fiduciary duty rule that is central to the case is valid. The Massachusetts Supreme Judiciary Court reversed a lower-court judge's decision in favor of Robinhood in a lawsuit it filed after Massachusetts Secretary of State Bill Galvin in 2020 accused it of encouraging inexperienced investors to place risky trades.

United statesAlexia garamfalviNate raymondJonathan oatisJustice dalila wendlandtLucas moskowitzExchange commissionMassachusetts supreme judiciary courtSupreme judicial courtMassachusetts secretaryState bill galvinCalifornia based robinhoodBill galvinInvestment adviceBroker dealers

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