SEC Staff Withdraws 2014 Letter in Response to Federal M&A Broker Exemption | Perkins Coie

A new development has emerged in the series of changes to the regulation of finders (i.e., persons that receive compensation for making an introduction leading to a securities...

Related Keywords

Emily Westerberg Russell ,Securities Exchange ,Division Of Trading ,American Securities Administrators Association ,Exchange Commission ,Action Letter ,President Biden ,Securities Exchange Act ,Exchange Act ,Broker Letter ,Chief Counsel ,Associate Director ,Faith Colish ,No Action Withdrawal ,Consolidated Appropriations Act ,Rule Exempting Certain Merger ,Acquisition Brokers ,From Registration ,Adopted September ,