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MML Investors Services settles SEC case for $2.1M

MML Investors Services settles SEC case for $2.1M
financial-planning.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from financial-planning.com Daily Mail and Mail on Sunday newspapers.

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Winners of the GameStop rally included wealthy Wall Street hedge funds

Instead of heralding a new wave of investor populism, the rise and fall of GameStop’s stock may end up reinforcing what professional investors have known for a long time: Wall Street is very good at making money. ....

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A GameStop stock ringleader from Mass. is drawing Bill Galvin's attention

Moonlighting under the name Roaring Kitty, Keith Gill became something of an online folk hero for his dedication to GameStop, the struggling video game retailer at the center of a trading frenzy that sent its share price into the stratosphere.
But now William Galvin, the Massachusetts secretary of the commonwealth, wants to know more about Gill, a registered securities broker, and his former day job as a financial wellness education director at an insurance company based in Boston.
Inspired in part by Gill’s cheerleading, thousands of small investors pushed stock in GameStop to as high as $483 a share and made Gill fabulously rich on paper. A picture he posted last week on the Reddit WallStreetBets forum showed his GameStop investment was worth $48 million, though his actual returns could not be independently verified. ....

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From GOAT To Scapegoat: Redditor Who Made Millions During Gamestop Chaos Already Being Set Up To Take The Fall

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