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Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF


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Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF
May 10, 2021 GMT
Adaptive Growth Opportunities ETF (AGOX)
The Nottingham Company, a leading fund administrator, issuer and consultant to the mutual fund and ETF industry, is pleased to announce live trading on NYSE ARCA for its first conversion of an open-end mutual fund to an exchange traded fund (ETF). Nottingham-affiliated series trust Starboard Investment Trust completed the registration portion of the process recently for the Adaptive Growth Opportunities Fund converting to Adaptive Growth Opportunities ETF (AGOX). Starboard Investment Trust is the first fund administrator sponsored series trust to convert one of its mutual funds to an ETF. The Adaptive Growth Opportunities Fund converted all its assets to AGOX on Friday May 7th, with public trading opening Monday morning Ma ....

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Adaptive Growth Opportunities Fund Converts to an ETF, 'AGOX'


May 10, 2021
On Monday, the Nottingham Company, a leading fund administrator, issuer, and consultant to the mutual fund and ETF industry, announced live trading on NYSE ARCA for its first conversion of an open-end mutual fund to an exchange traded fund (ETF).
Nottingham-affiliated series trust Starboard Investment Trust completed the registration portion of the process recently for the Adaptive Growth Opportunities Fund as it converted to the
Adaptive Growth Opportunities ETF (AGOX). Starboard Investment Trust is the first fund administrator-sponsored series trust to convert one of its mutual funds to an ETF.
The Adaptive Growth Opportunities Fund converted all its assets to AGOX on Friday, May 7th, with public trading opening Monday morning, May 10th. ....

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T3 Companies, LLC, a leading provider of trading, training, and technology solutions for the professional and retail trading community, has appointed Dan Weingarten as Chief Operating Officer


T3 Companies, LLC, a leading provider of trading, training, and technology solutions for the professional and retail trading community, has appointed Dan Weingarten as Chief Operating Officer
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NEW YORK, May 3, 2021 /PRNewswire/  T3 Companies, LLC ( T3 Companies ), a leading provider of trading, training, and technology solutions for the professional and retail trading community, has appointed Dan Weingarten as Chief Operating Officer.
Mr. Weingarten will help to lead the growth of the entire suite of T3 Company products and businesses, with a focus on retail and professional trading business lines.
Mr. Weingarten brings over two decades of industry experience, with senior roles at Investment Technology Group (now Virtu), Pension Worldwide (now APEX Clearing), and NYFIX Millennium.  ....

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Powhatan bank gets new owner, $5M in fresh capital for digital push


Powhatan bank gets new owner, $5M in fresh capital for digital push
BizSense file)
New Horizon Bank, which since its founding 11 years ago has been the smallest bank in the Richmond region, is ready to try to play with the big boys.
The $103 million Powhatan-based bank was taken over last month by CSBH LLC, a new holding company created by veteran banker Doug Mitchell and investor Uriel Cohen out of New York.
While the deal was first announced in January 2020, details about CSBH’s plans for the rural bank were scant. But upon closing the deal March 1, Mitchell elaborated on the new regime’s strategy: to turn the one-branch bank into a growing institution focused on expansion around Richmond and beyond, mainly through online banking. ....

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