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Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF


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Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF
May 10, 2021 GMT
Adaptive Growth Opportunities ETF (AGOX)
The Nottingham Company, a leading fund administrator, issuer and consultant to the mutual fund and ETF industry, is pleased to announce live trading on NYSE ARCA for its first conversion of an open-end mutual fund to an exchange traded fund (ETF). Nottingham-affiliated series trust Starboard Investment Trust completed the registration portion of the process recently for the Adaptive Growth Opportunities Fund converting to Adaptive Growth Opportunities ETF (AGOX). Starboard Investment Trust is the first fund administrator sponsored series trust to convert one of its mutual funds to an ETF. The Adaptive Growth Opportunities Fund converted all its assets to AGOX on Friday May 7th, with public trading opening Monday morning Ma ....

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Adaptive Growth Opportunities Fund Converts to an ETF, 'AGOX'


May 10, 2021
On Monday, the Nottingham Company, a leading fund administrator, issuer, and consultant to the mutual fund and ETF industry, announced live trading on NYSE ARCA for its first conversion of an open-end mutual fund to an exchange traded fund (ETF).
Nottingham-affiliated series trust Starboard Investment Trust completed the registration portion of the process recently for the Adaptive Growth Opportunities Fund as it converted to the
Adaptive Growth Opportunities ETF (AGOX). Starboard Investment Trust is the first fund administrator-sponsored series trust to convert one of its mutual funds to an ETF.
The Adaptive Growth Opportunities Fund converted all its assets to AGOX on Friday, May 7th, with public trading opening Monday morning, May 10th. ....

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Peter Mallouk, Mark Cuban Get Into Twitter Scuffle Over Investing


Fund News Advisors Can Use: Peter Mallouk, Mark Cuban Turn Twitter Scuffle Into $2M Bet on Active Management, Crypto Future
Creative Planning CEO Peter Mallouk and entrepreneur Mark Cuban make a big bet on crypto, Amazon and Netflix versus the S&P 500; Nottingham gets approval for mutual fund-to-ETF conversion; and CI Global launches an Ethereum mutual fund.
Peter Mallouk, CEO of registered investment advisor Creative Planning, challenged billionaire entrepreneur Mark Cuban on Twitter this week, arguing that holding a diversified basket of stocks, such as the S&P 500, was a better long-term investing strategy than holding cryptocurrencies or a handful of high-conviction stocks over the long term. ....

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Fund Administrator Nottingham Files to Covert Mutual Funds to ETFs


Fund Administrator Nottingham Files to Convert Mutual Funds to ETFs
The Nottingham Company said it expects one of Adaptive Investments mutual funds to be converted to an ETF in January.
Fund administrator and private label issuer The Nottingham Company has filed with the Securities and Exchange Commission to convert mutual funds managed by Adaptive Investments into exchange traded funds. In an announcement this week, Nottingham said it expects one of those Adaptive funds to be converted in January.
Nottingham has hired law firm Greenberg Traurig to help with the legal hurdles.
There’s a growing interest among asset managers to convert their existing open-end mutual funds into exchange traded funds, especially with the rise of nontransparent active structures. Attorneys in the space have been working over the last year to help managers do just that. ....

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