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Pandemic-Related Suspension Of CEQA Noticing, Posting, Filing, And Tribal Consultation Requirements And Brown Act Meeting Requirements Set To Expire September 30 - Coronavirus (COVID-19)

Pandemic-Related Suspension Of CEQA Noticing, Posting, Filing, And Tribal Consultation Requirements And Brown Act Meeting Requirements Set To Expire September 30 - Coronavirus (COVID-19)
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NFA Institutes New Operational Requirements for Members; Registered CPOs and CTAs Need to Take Action in Q3 and Q4 2021 | Dechert LLP

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The National Futures Association has adopted two new operational requirements that will affect (among others) registered commodity pool operators and commodity trading advisors.
Under new NFA Compliance Rule 2-50, as of
June 30, 2021, registered CPOs will be required to file a notice with the NFA when a market or other significant adverse event affects a commodity pool’s ability to fulfil its financial obligations to commodity pool participants (adverse event notice filings requirement).
1 With regard to this requirement, registered CPOs will need to implement procedures to ensure they are reporting the appropriate adverse events to the NFA in a timely fashion. ....

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NFA Filing Requirements when CPO is Unable to Fulfill Obligations

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And One More Thing: The NFA Adopts Rules Establishing CPO Notice Filing Requirements when a CPO is Unable to Fulfill its Obligations to Participants
Tuesday, April 27, 2021
Compliance Rule 2-50: CPO Notice Filing Requirements (Interpretive Notice).
1 The Interpretive Notice details how a commodity pool operator (CPO Member) can comply with newly adopted Compliance Rule 2-50 (the Rule).
2 The Rule and Interpretive Notice detail the circumstances under which a CPO Member must file a notice with the NFA because a commodity pool (or exempt commodity pool) may not be able to fulfill its participant obligations.
Prompt notification must be given to the NFA no later than 5:00 pm (CT) of the next business day (the Notification Cut-Off), if the CPO Member operates a commodity pool that: ....

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And One More Thing: The NFA Adopts Rules Establishing CPO Notice Filing Requirements when a CPO is Unable to Fulfill its Obligations to Participants | K&L Gates LLP

Introduction
Compliance Rule 2-50: CPO Notice Filing Requirements (Interpretive Notice).
1 The Interpretive Notice details how a commodity pool operator (CPO Member) can comply with newly adopted Compliance Rule 2-50 (the Rule).
2 The Rule and Interpretive Notice detail the circumstances under which a CPO Member must file a notice with the NFA because a commodity pool (or exempt commodity pool) may not be able to fulfill its participant obligations.
Prompt notification must be given to the NFA no later than 5:00 pm (CT) of the next business day (the Notification Cut-Off), if the CPO Member operates a commodity pool that:
is unable to meet a margin call; ....

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FINRA Proposes Amendments To Electronic Filing Requirements - Finance and Banking

FINRA Proposes Amendments To Electronic Filing Requirements - Finance and Banking
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