Live Breaking News & Updates on Third Parties Performing Regulatory

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The National Futures Association has adopted two new operational requirements that will affect (among others) registered commodity pool operators and commodity trading advisors.
Under new NFA Compliance Rule 2-50, as of
June 30, 2021, registered CPOs will be required to file a notice with the NFA when a market or other significant adverse event affects a commodity pool’s ability to fulfil its financial obligations to commodity pool participants (adverse event notice filings requirement).
1 With regard to this requirement, registered CPOs will need to implement procedures to ensure they are reporting the appropriate adverse events to the NFA in a timely fashion. ....

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