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ON THE MOVE: Jonathan Yam Moves From IEX to Coinbase; Tradeweb Hires Dan Cleaves

ON THE MOVE: Jonathan Yam Moves From IEX to Coinbase; Tradeweb Hires Dan Cleaves
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

New York , United States , Nova Scotia , Sidley Austin , Heather Rucci , Aimee Egan , Chris Amen , Heather Slavkin Corzo , Mike Capelli , Carolinea Crenshaw , Branden Jones , Gary Gensler , Terry Gilhooly , Jim Greco , Dan Cleaves , Us Equities Investors Exchange , Thomson Reuters , Division Of Examinations , Corey Klemmer As Corporation Finance Counsel , Rj Obrien Associates , Division Of Investment Management Rulemaking Office , Head Of Technology Development , Coronavirus Response Task , Client Service , Quantitative Services , Division Of Economic ,

Chair Gensler Announces Composition of Policy Team

Chair Gensler Announces Composition of Policy Team
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New York , United States , Brooklyn Law School , Sidley Austin , Karam Stein , Sirimal Mukerjee , Sirimalr Mukerjee , Corey Klemmer , Heather Slavkin Corzo , Slavkin Corzo , Carolinea Crenshaw , Mika Morse , Gary Gensler , Stephen Robinson , Brian Schatz , Disclosure Review Office , Yale Law School , Office Of Capital Markets Trends , Domini Impact Investments , Division Of Examinations , University Of Iowa , Banking Committee , Financial Industry Regulatory Authority , Appropriations Committee , Division Of Investment Management Rulemaking Office , Amherst College ,

SEC Chair Gensler Announces Composition Of Policy Team

SEC Chair Gensler Announces Composition Of Policy Team
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New York , United States , Brooklyn Law School , Sidley Austin , Karam Stein , Sirimal Mukerjee , Sirimalr Mukerjee , Corey Klemmer , Heather Slavkin Corzo , Slavkin Corzo , Carolinea Crenshaw , Mika Morse , Gary Gensler , Stephen Robinson , Brian Schatz , Disclosure Review Office , Yale Law School , Office Of Capital Markets Trends , Domini Impact Investments , Division Of Examinations , University Of Iowa , Banking Committee , Financial Industry Regulatory Authority , Appropriations Committee , Division Of Investment Management Rulemaking Office , Amherst College ,

SEC Assesses ESG Disclosure Gaps - Traders Magazine

SEC Assesses ESG Disclosure Gaps - Traders Magazine
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Carolinea Crenshaw , Exchange Commission , Division Of Enforcement , Commissioner Caroline , பரிமாற்றம் தரகு , பிரிவு ஆஃப் அமலாக்கம் , ஆணையர் கரோலின் ,

The Future of SEC Enforcement Under the Biden Administration | BakerHostetler

[co-author: Madison Gaudreau]
On April 14, 2021, the U.S. Senate confirmed the nomination of Gary Gensler as the 33rd Chair of the U.S. Securities and Exchange Commission (“SEC” or “Commission”).[1] This change will bring forth a Democratic majority at the SEC which, in turn, suggests that the Commission will change its current emphasis on capital formation to focus more on investor protection and the following other areas: rules required by the Dodd-Frank Wall Street Reform and Consumer Protection Act (“Dodd-Frank Act”) such as security-based swaps, compensation, and stress tests for certain SEC registrants like asset managers; and inspections, examinations, and enforcement. Below we examine what to expect from Mr. Gensler’s SEC, including an expected new enforcement landscape and heightened interest in digital currency, Special Purpose Acquisition Companies (“SPACs”), and new disclosure mandates for issuers on climate and ESG issues. ....

United States , Paul Sarbanes , Johnj Carney , Reenat Sinay , Marisat Kirio , Elizabeth Warren , Michellen Tanney , Jeffreyd Martino , Kevinr Edgar , Patrickt Campbell , Bloomberg Mkts , Janeta Spreen , Emily Raymond Krisher , Allison Herren Lee , Michelle Tanney , Janet Yellen , Coindesk Dec , Barir Nadworny , Jonathanr Barr , Satyam Khanna , Teresa Goody Guillen , Jimmy Fokas , Caroline Crenshaw , Kimberly Chin , Gary Gensler , Jay Clayton ,