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Goldman Sachs fined US$3mn for marking short sale orders as longs

Goldman Sachs fined US$3mn for marking short sale orders as longs
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US state regulators announce $10M settlement with Robinhood 'for failing investors'

An investigation into Robinhood’s services and system outages by the North American Securities Administrators Association resulted in the firm agreeing to pay more than $10 million. ....

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Beijing Can No Longer Skirt the SEC Regulations

Commentary The days of a double standard for China are ending. Chinese companies will no longer be able . ....

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U.S. regulator warns of pump-and-dump IPOs, many from China

By Echo Wang NEW YORK (Reuters) - The U.S. Financial Industry Regulatory Authority (FINRA) warned on Thursday it was seeing a number of small initial . ....

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US regulator warns of pump-and-dump IPOs, many from China

Most of these initial public offerings raise less than $25 million for companies worth less than $100 million, FINRA said. ....

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