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'I Paid $1000 for a Financial Plan, Now My FA Won't Answer My Calls': What You Should Do

Financial advisors ghosting clients or breaching the fiduciary standard can be dealt with by filing a complaint with the US SEC, FINRA, and the CFP Board. ....

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US regulator warns of pump-and-dump IPOs, many from China

Most of these initial public offerings raise less than $25 million for companies worth less than $100 million, FINRA said. ....

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