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Uptick in Louisiana COVID cases as new variants blamed for 'wave within a wave'

NEW ORLEANS - The slow and gradually building sixth wave of the coronavirus in Louisiana appeared to make a sharp upward turn on Monday, as case counts soared and hospitalizations ....

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FINRA Membership Application Program Transformation

This Notice shares key operational changes in FINRA’s Membership Application Program (MAP) implemented to improve its effectiveness and efficiency (MAP Transformation), including establishing a centralized application intake function and aligning the program with the firm grouping model developed by FINRA’s Member Supervision Department ....

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