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ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital

ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital
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Let's Look At Which Large Institutions Bought BlackBerry Stock In Q1

In the first three months of 2023, quite a number of large institutions bought shares of BlackBerry (NYSE:BB) stock, according to recent SEC filings compiled by Fintel. ....

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FINRA Facts and Trends: May 2023 | Bracewell LLP

Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement,. ....

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FINRA News: SIFMA, Reg BI, And SEC

Securities Industry and Financial Markets Association Compliance and Litigation Seminar focuses: digital assets, social media, Reg BI, remote inspections. SEC: how broker-dealers and investment advisors can meet their care obligations when providing investment advice ....

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Number of brokerages fell, registered rep total increased in 2022: Finra

The number of brokerages. that Finra regulates fell last year while the total number of registered representatives increased. ....

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