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SEC Securities Lending Rule: Increased Transparency And The Risk Of Information Leakage - Securities

On Oct. 13, 2023, the SEC adopted new Rule 10c-1a under the Securities Exchange Act of 1934, as amended ("Exchange Act"), which the Federal Register officially published on Nov. 3, 2023. ....

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SEC Adopts Short Reporting Rule For Institutional Investment Managers With Global Scope - Securities

On Oct. 13, 2023, the SEC adopted new rule 13f-2 ("Rule 13f-2") of the Securities Exchange Act of 1934, as amended ("Exchange Act"). ....

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SJC sides with Galvin in brokerage case

BOSTON — The state’s highest court has sided with Secretary of State Bill Galvin in a legal dispute over the limits of his regulatory powers. ....

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SJC sides with Galvin in brokerage case

BOSTON — The state’s highest court has sided with Secretary of State Bill Galvin in a legal dispute over the limits of his regulatory powers. ....

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