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United States - Securities - Securities Enforcement Forum West 2024: SEC Reinforces Cooperation Requirements And Enforcement Priorities

Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) spoke with SEC alumni, private practitioners, and other professionals in the field. ....

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SEC Enforcement Director Outlines His View of Effective Cooperation | White & Case LLP

In February 2024, we published an alert discussing the significant benefits of prompt self-reporting and cooperation during a US Securities and Exchange Commission ("SEC"). ....

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Collaboration Station: Director Grewal Touts Benefits and Efficiency of Cooperation | Holland & Knight LLP

In recent remarks at the Securities Enforcement Forum West 2024, U.S. Securities and Exchange Commission (SEC) Director of the Division of Enforcement Gurbir Grewal extolled the. ....

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"The Five Principles of Effective Cooperation in SEC Investigations," Remarks at Securities Enforcement Forum West 2024

"The Five Principles of Effective Cooperation in SEC Investigations," Remarks at Securities Enforcement Forum West 2024
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Recent Settlements Provide Insight on the SEC's Approach to Self-Reporting and Cooperation Credit in Enforcement Actions | K&L Gates LLP

Introduction - A perennial message from the Securities and Exchange Commission (SEC) Division of Enforcement is to extol the benefits of cooperation with enforcement investigations. The. ....

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