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United States - Securities - Securities Enforcement Forum West 2024: SEC Reinforces Cooperation Requirements And Enforcement Priorities

Senior Division of Enforcement officials from the U.S. Securities and Exchange Commission (SEC) spoke with SEC alumni, private practitioners, and other professionals in the field.

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SEC Enforcement Director Outlines His View of Effective Cooperation | White & Case LLP

In February 2024, we published an alert discussing the significant benefits of prompt self-reporting and cooperation during a US Securities and Exchange Commission ("SEC").

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Collaboration Station: Director Grewal Touts Benefits and Efficiency of Cooperation | Holland & Knight LLP

In recent remarks at the Securities Enforcement Forum West 2024, U.S. Securities and Exchange Commission (SEC) Director of the Division of Enforcement Gurbir Grewal extolled the.

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The Five Principles of Effective Cooperation in SEC Investigations, Remarks at Securities Enforcement Forum West 2024

The Five Principles of Effective Cooperation in SEC Investigations, Remarks at Securities Enforcement Forum West 2024
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WhatsApp For Registered Investment Advisers? A New SEC Enforcement Action, That s What - Securities

On April 3, 2024, the US Securities and Exchange Commission ("SEC") brought its first enforcement action against a "stand-alone" SEC registered investment adviser.

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