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District Court Views

In August 2021, the SEC filed a complaint in the U.S. District Court charging Matthew Panuwat, a former employee of Medivation Inc., an oncology-focused biopharma. ....

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SEC's Enforcement Division Targets PayPal's New Stablecoin

PayPal’s stablecoin has been targeted by the SEC s Enforcement Division. Issuers of new stablecoins should take special note of the SEC s focus. ....

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Securities and Exchange Commission Releases 2023 Exam Priorities

Division of Examinations of the SEC published list of examination priorities for 2023. Private fund sponsors remain a focus. For first time SEC included list of fund types it plans to focus on, including digital asset and commercial real estate funds and continuation funds. ....

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Record Year of SEC Enforcement Actions and Penalties

The Securities and Exchange Commission announced its enforcement statistics for its 2022 FY noting it filed 760 total enforcement actions. This total was comprised of 462 new actions, 169 follow on actions, and 129 actions for delinquent filings and totaled to $6.439 billion ....

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SEC Crypto Assets and Cyber Unit To Receive 20 New Positions

The SEC announced 20 new positions for the Crypto Assets and Cyber Unit within Division of Enforcement. Increase will nearly double unit size. Personnel increase will include supervisors, investigative staff attorneys, trial counsels, fraud analysts. ....

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