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SEC Announces 2024 Exam Priorities - Financial Services

On October 16, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the "Division" and the "SEC," respectively) announced its examination priorities. ....

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SEC Announces 2024 Exam Priorities | Mayer Brown Free Writings + Perspectives

On October 16, 2023, the Division of Examinations of the U.S. Securities and Exchange Commission (the “Division” and the “SEC,” respectively) announced its examination priorities for. ....

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2023 SEC Exam Priorities | King & Spalding

On February 7, the Division of Examinations of the Securities and Exchange Commission (the “Division”) published its 2023 Examination Priorities (the “Exam Priorities”).1 The Exam. ....

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"Or Worse, Expelled." | Faegre Drinker Biddle & Reath LLP

"Or Worse, Expelled." | Faegre Drinker Biddle & Reath LLP
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Securities and Exchange Commission Releases 2023 Exam Priorities

Division of Examinations of the SEC published list of examination priorities for 2023. Private fund sponsors remain a focus. For first time SEC included list of fund types it plans to focus on, including digital asset and commercial real estate funds and continuation funds. ....

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