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LIBOR Transition: (Bet You Didn't Know) Municipal Advisors' and Underwriters' Duties | Arent Fox

LIBOR Transition: (Bet You Didn't Know) Municipal Advisors' and Underwriters' Duties | Arent Fox
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SEC Acting Enforcement Director Marc P. Berger To Depart The Commission

SEC Acting Enforcement Director Marc P. Berger To Depart The Commission
Date
12/01/2021
The Securities and Exchange Commission today announced that Marc P. Berger, Acting Director of the Division of Enforcement, will conclude his tenure at the agency this month. Mr. Berger joined the Commission as Director of the New York Regional Office in December 2017 and was named Deputy Director of the Division of Enforcement in August 2020.
Under Mr. Berger s leadership, Enforcement staff pursued significant cases across the entire spectrum of the securities industry, with a focus on impactful and timely actions that protected investors and promoted market integrity. Mr. Berger focused on enhancing the efficiency and effectiveness of the Enforcement Division as well as the Division of Examinations programs in New York, better positioning the staff in both Divisions to address emerging threats and pursue misconduct. Mr. Berger prioritized the promotion of diversity and in ....

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SEC.gov | Acting Enforcement Director Marc P. Berger to Depart the Commission

FOR IMMEDIATE RELEASE
Washington D.C., Jan. 12, 2021
The Securities and Exchange Commission today announced that Marc P. Berger, Acting Director of the Division of Enforcement, will conclude his tenure at the agency this month. Mr. Berger joined the Commission as Director of the New York Regional Office in December 2017 and was named Deputy Director of the Division of Enforcement in August 2020.
Under Mr. Berger s leadership, Enforcement staff pursued significant cases across the entire spectrum of the securities industry, with a focus on impactful and timely actions that protected investors and promoted market integrity. Mr. Berger focused on enhancing the efficiency and effectiveness of the Enforcement Division as well as the Division of Examinations programs in New York, better positioning the staff in both Divisions to address emerging threats and pursue misconduct. Mr. Berger prioritized the promotion of diversity and inclusion across the Enf ....

New York , United States , Cornell University , New York Stock Exchange , Fordham University , Marcp Berger , Eladl Roisman , Richardm Berman , Biosciences Corp , Office Of Minority , Products Initiative , Division Of Examinations , Global Co , Division Of Enforcement , Credit Suisse Securities United States , Diversity Committee , Exchange Examinations Programs , Herbalife Nutrition Ltd , Bluecrest Capital Management , Industries Inc , Brixmor Property Group , York Regional Office Investment Adviser Company , Risk Examination Team , Robinhood Financial , Deutsche Bank , University Of Virginia School Law ,