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Kogi state Inaugurates Conflict Prevention Committee for Farmers, Herders

Kogi state Inaugurates Conflict Prevention Committee for Farmers, Herders
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RIA Regulatory Review - June 2024 | Dorsey & Whitney LLP

This RIA Regulatory Review highlights certain key regulatory developments affecting investment advisers.

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United States - Advertising, Marketing & Branding - SEC Marketing Rule Update: Risk Alert Pinpoints Examination Findings To Date

The SEC's Examination Staff continues to focus on investment adviser's compliance with the Marketing Rule.

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United States - Advertising, Marketing & Branding - SEC Issues Risk Alert Regarding Compliance With Rule 206(4)-1, The Marketing Rule

On April 17, 2024, the Securities and Exchange Commission's (SEC) Division of Examination (Division) issued a Risk Alert to provide information about investment advisers.

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SEC Issues Risk Alert Regarding Compliance with Rule 206(4)-1, the Marketing Rule | Kramer Levin Naftalis & Frankel LLP

SEC Issues Risk Alert Regarding Compliance with Rule 206(4)-1, the Marketing Rule | Kramer Levin Naftalis & Frankel LLP
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