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The latest transactions by star managers

Every quarter, the star managers of the US stock market publish their latest portfolio movements. This article is based on the 13Fs published each quarter on the SEC website. These quarterly reports. -May 21, 2024 at 05:28 am EDT - MarketScreener

Seth klarmanChuck akreDaniel loebTommy douziechMohnish pabraiHoward marksBill ackmanPat dorseyWarren buffettDavid tepperTerry smithExchange commissionRegistered investment advisers

SEC, FinCEN Propose Customer Identification Program Requirements for RIAs and ERAs | Stinson LLP

On May 13, 2024, the Securities and Exchange Commission (SEC) and the Financial Crimes Enforcement Network (FinCEN) issued a joint notice of proposed rulemaking (proposed rule) that.

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SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain Investment Advisers | BCLP

SEC and FinCEN Propose Rules to Impose Customer Identification Program Obligations on Certain Investment Advisers | BCLP
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FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | White & Case LLP

On May 13, 2024, FinCEN and the SEC jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to maintain written customer.

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United States - Securities - SEC And FinCEN Propose Customer Identification Program Requirements For Certain Investment Advisers

The SEC and FinCEN concurrently issued a fact sheet that summarizes the Joint NPRM.

RussiaUkraineChinaRussianAndrea gackiOffice of foreign assetsFinancial crimes enforcement network finExchange commissionBank secrecy actNational strategy forTreasury departmentUs department of the treasuryFinancial crimes enforcement networkCustomer identificationRegistered investment advisersExempt reporting