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United States - Financial Services - Supreme Court Upholds Constitutionality Of CFPB Funding Mechanism

In this issue. The Supreme Court upholds the constitutionality of the Consumer Financial Protection Bureau (CFPB) funding mechanism; the Financial Crimes Enforcement Network.

United statesSamuel alitoGinnie maeClarence thomasNeil gorsuchKetanji brown jacksonElena kaganJustice clarence thomasExchange commissionFinancial stability oversight councilCommunity financialServices association of americaFinancial crimes enforcement networkHousing finance agencySupreme courtConsumer financial protection bureau

Request for Comments on FinCEN and SEC rule on CIP | King & Spalding

Request for Comments on FinCEN and SEC rule on CIP | King & Spalding
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United statesKing spaldingFinancial crimes enforcement network finExchange commissionFinancial action taskReliance on another financial institutionInternational organization for standardizationBank secrecy actDepartment of treasuryProposed ruleCustomer identification programsRegistered investment advisersExempt reportingFinancial crimes enforcement networkCovered investment advisersDue diligence

United States - Securities - SEC And FinCEN Propose Customer Identification Program Requirements For Certain Investment Advisers

The SEC and FinCEN concurrently issued a fact sheet that summarizes the Joint NPRM.

Andrea gackiOffice of foreign assetsFinancial crimes enforcement network finExchange commissionBank secrecy actNational strategy forTreasury departmentUs department of the treasuryFinancial crimes enforcement networkCustomer identificationRegistered investment advisersExempt reportingAdviser risk assessmentForeign assetsDocket number

Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers

Statement on Customer Identification Programs for Registered Investment Advisers and Exempt Reporting Advisers
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Markt uyedaCustomer identification programsRegistered investment advisersExempt reporting

SEC Adopts Expansive Private Fund Adviser Rules - Securities

On August 23, 2023, the SEC adopted new rules and amendments to existing rules (collectively, the "New Rules") under the Investment Advisers Act of 1940.

Company accounting oversight boardInvestment advisers actNew rulesAdvisers actRegistered investmentPrivate fundRegulations xCompliance written report the new rulesAll advisersExempt reportingEnhanced safeguarding ruleRegistered investment advisersSec adopts expansive private fund adviser rulesAccounting and auditCorporate commercial lawCorporate and company law