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Securities Snapshot: 4th Quarter 2023 - The SEC's Gift to You: New Disclosure Requirements Effective This Quarter | Keating Muething & Klekamp PLL

As 2023 comes to an end, we reflect on how active the Securities and Exchange Commission’s rulemaking agenda was throughout the year. As companies prepare for their annual reports and. ....

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Fall 2023 Reg Flex Agenda: Climate Rules Pushed to April 2024 | White & Case LLP

On December 6, 2023, the SEC's Fall 2023 Reg Flex Agenda was released, setting out the short- and long-term regulatory actions that the SEC plans to take. Of particular note, the. ....

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Securities Snapshot: 2nd Quarter 2023 - SEC Begins Summer with Blistering Rulemaking Pace | Keating Muething & Klekamp PLL

Although the U.S. Securities and Exchange Commission (“SEC”) has not yet adopted the highly-anticipated final rules on climate change disclosure, in the second quarter of 2023 the SEC. ....

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SEC To Enhance Its Regulation Of Security-Based Swaps - Securities

As we have previously discussed, the SEC's Fall 2022 "Reg Flex" Agenda charts the agency's planned rulemaking through Q1 2023. Among this ambitious and wide-reaching agenda are two important. ....

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SEC Unveils Strategic Plan With Renewed Focus on Technology | Latham & Watkins LLP

The plan directs the agency to develop a robust regulatory framework to prevent market misconduct, as SEC officials’ public comments keep advancements in technology high on the agenda. . ....

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