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United States - New Technology - Spring Cleaning In The AI Space: Five Key Takeaways From SEC's Crackdown On "AI Washing"

The proliferation of AI-powered offerings in the marketplace and discussions about AI's effect on jobs has become impossible to ignore. ....

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SEC permanently suspends auditor BF Borgers for 'massive fraud'

The Securities and Exchange Commission Friday said the SF Borgers audit firm will pay $12 million for massive fraud and is barred from practicing before the SEC as accountants. It's Trump Media's auditor. ....

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SEC permanently suspends auditor BF Borgers for 'massive fraud'

The Securities and Exchange Commission Friday said the SF Borgers audit firm will pay $12 million for massive fraud and is barred from practicing before the SEC as accountants. It's Trump Media's auditor. ....

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SEC Charges Kraken Again for Unregistered Securities Trading and Commingling User Funds

SEC Charges Kraken Again for Unregistered Securities Trading and Commingling User Funds
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In An Enforcement Sweep, SEC Charges Multiple Companies And Insiders With Untimely Reporting Under Sections 16 And 13(d) - Securities

Yesterday, the SEC announced a sweep enforcement action against several insiders and companies for failing to file Forms 4 (Section 16(a) short-swing trading reports) and Schedules 13D. ....

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