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A Tale Of Two Regulators: The SEC And FCA Address AI Regulation For Private Funds - Securities

2023's excitement for generative artificial intelligence (AI) prompted the SEC to respond on multiple fronts – stump speeches, rulemaking, new exam priorities. ....

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Other Voices: A tale of two regulators: The SEC and FCA address AI regulation for private funds

Law firm Proskauer Rose summarises the stance of both the US SEC and the UK FCA on the use of AI among fund managers. ....

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A Tale of Two Regulators: The SEC and FCA Address AI Regulation for Private Funds | Proskauer - The Capital Commitment

2023’s excitement for generative artificial intelligence (AI) prompted the SEC to respond on multiple fronts – stump speeches, rulemaking, new exam priorities and sweeps and previewing. ....

United Kingdom , Gary Gensler , Division Of Examinations , Division Of Enforcement , United Kingdom Financial Conduct Authority , Division Examination Priorities , Financial Services Markets , Financial Conduct Authority , Senior Managers , Certification Regime , Predictive Analytics Rules , Chair Gensler , Financial Services Markets Act ,

SEC, FCA Address Artificial Intelligence AI Regulation

SEC, FCA Address Artificial Intelligence AI Regulation
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US Asset Management Regulatory Year in Review 2023

It is a dramatic understatement to describe 2023 as a busy year in the United States for asset management regulation. With 24 rules adopted and 18… ....

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