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Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF


Press release content from News Direct Corporation. The AP news staff was not involved in its creation.
Nottingham shepherds first administrator issuer led conversion of mutual fund to ETF
May 10, 2021 GMT
Adaptive Growth Opportunities ETF (AGOX)
The Nottingham Company, a leading fund administrator, issuer and consultant to the mutual fund and ETF industry, is pleased to announce live trading on NYSE ARCA for its first conversion of an open-end mutual fund to an exchange traded fund (ETF). Nottingham-affiliated series trust Starboard Investment Trust completed the registration portion of the process recently for the Adaptive Growth Opportunities Fund converting to Adaptive Growth Opportunities ETF (AGOX). Starboard Investment Trust is the first fund administrator sponsored series trust to convert one of its mutual funds to an ETF. The Adaptive Growth Opportunities Fund converted all its assets to AGOX on Friday May 7th, with public trading opening Monday morning Ma ....

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Nottingham Receives SEC Effectiveness for Its First Mutual Fund to ETF Conversion


Nottingham Receives SEC Effectiveness for Its First Mutual Fund to ETF Conversion
04/29/2021 | 12:15pm EDT
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Rocky Mount, North Carolina (Newsfile Corp. - April 29, 2021) - The Nottingham Company, a leading fund administrator and private label issuer to the mutual fund and ETF industry, is pleased to announce completion of the registration process for its first conversion of an open-end mutual fund to an exchange traded fund (ETF). Nottingham affiliated series trust Starboard Investment Trust completed the registration portion of the process recently, with an agreed upon conversion date of May 7 for The Adaptive Growth Opportunities Fund. The Adaptive Growth Opportunities Fund will convert all its assets to the Adaptive Growth Opportunities ETF (AGOX) on May 7th, with public trading of AGOX beginning on Monday May 10. ....

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