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ASIC permanently bans former financial adviser

Former financial adviser John Wertheimer has been banned by the regulator after he was convicted of using the Netwealth platform to access client accounts and make unauthorised transactions. ....

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Former financial adviser pleads guilty

Former financial adviser John Wertheimer pleaded guilty to charges surrounding unauthorised client transactions in Perth Magistrates Court. ....

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Former Perth adviser pleads guilty to dishonest conduct

A former financial adviser has pleaded guilty to providing a financial service on behalf of a person who carries on a financial services business while unauthorised to do so. ....

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Former financial adviser pleads guilty to making unauthorised client transactions

Former financial adviser pleads guilty to making unauthorised client transactions
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