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New licensee and entrants boost adviser numbers

New licensee and entrants boost adviser numbers
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Australian Retirement , Canaccord Group , Spark Partnership Group , Wt Financial Group , Wealth Data , Investment Strategies , Australian Retirement Trust , Private Wealth , Insignia Financial , Shartru Wealth , Merit Wealth , Picture Wealth ,

Insignia clings onto second-largest advice licensee position

Insignia Financial is holding ‘relatively steady’ onto its rank as Australia’s second-largest financial advice licensee after the Godfrey Pembroke exit but Count is hot on its heels. ....

Colin Williams , Renato Mota , Scott Hartley , Godfrey Pembroke , Centrepoint Group , Insignia Group , Wealth Group , Practice Development Group , Wt Financial Group , Crown Wealth Group , Insignia Financial , Advisers Register , Picture Wealth , Wealth Data ,

Over 170 advisers have faced disciplinary action since 2015

New analysis from Wealth Data has revealed that some 175 advisers have been affected by disciplinary actions over the last nine years. ....

Colin Williams , Evans Dixon , Bank Australia , Morgan Stanley , Royal Commission , Wealth Data , Beyond Bank Australia , Count Group , Picture Wealth ,

Adviser sentenced over accessing client accounts

Former financial adviser John Wertheimer has been convicted and sentenced for making unauthorised client transactions on the Netwealth platform. ....

John Wertheimer , Dover Financial Advisers , Picture Wealth , Judge Gillan , Commonwealth Director , Public Prosecutions ,