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Tucson Investment Adviser Sanctioned For Dishonest And Unethical Conduct, Licenses Revoked

Tucson Investment Adviser Sanctioned For Dishonest And Unethical Conduct, Licenses Revoked
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Recent SEC Actions Against Investor Exploitation

One result of Quantitative Easing has been search for better investment returns. Rediscovery of inflation by Federal Open Market Committee of Federal Reserve Board of Governors has resulted in increases in federal fund rate, but investors have been bold in placing bets. ....

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Safeguard Metals Charged With Precious Metals Fraud Targeting Elderly

Commodity Futures Trading Commission (CFTC) .. The Commodity Futures Trading Commission (CFTC) and 27 state securities regulatory agencies that ....

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Secretary Watson, AG Fitch partner with CFTC and 26 states to stop precious metals scheme

The scheme resulted in solicitations exceeding $68 million from at least 450 investors nationwide.
Today, Secretary Michael Watson and Attorney General Lynn Fitch announced that Mississippi is participating in a consolidated enforcement action with the United States Commodity Futures Trading Commis ....

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