Live Breaking News & Updates on Mercedes Fidalgo Gutierrez

Stay updated with breaking news from Mercedes fidalgo gutierrez. Get real-time updates on events, politics, business, and more. Visit us for reliable news and exclusive interviews.

Banker at center of Puerto Rico closed-end fund troubles speaks out

Banker at center of Puerto Rico closed-end fund troubles speaks out
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

Puerto Rico , West Virginia , United States , Dominican Republic , Santo Domingo , Puerto Rican , Scott Greco , Jose Ramirez , Pedro Pierluisi , Eugenia Fidalgo Gutierrez , Ramiro Colon , Mercedes Fidalgo Gutierrez , Exchange Commission , Department Of Justice , Bureau Of Prisons , Justice Department , Financial Industry Regulatory Authority , Fidalgo Gutierrez Holding , Federal Bureau , New York , San Juan , ப்வெர்டோ ரிக்கோ , மேற்கு வர்ஜீனியா , ஒன்றுபட்டது மாநிலங்களில் , டொமினிகன் குடியரசு , சாண்டோ டொமிஂகொ ,

UBS ordered to pay Puerto Rico bondholder clients $4.8M

UBS ordered to pay Puerto Rico bondholder clients $4.8M
bondbuyer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from bondbuyer.com Daily Mail and Mail on Sunday newspapers.

Puerto Rico , United States , Puerto Rican , Morgan Keegan , Raymond James , Huw Williams , Eugenia Fidalgo Gutierrez , Franciscoa Feliu Nigaglioni , Mercedes Fidalgo Gutierrez , Edward Oneal , Merrill Lynch , Advisor Group , Santander Bank , Securities Litigation Consulting Group , Fidalgo Gutierrez Holding , Edwardo Neal , Securities Litigation , Securities Act , Bloomberg News , Edelman Financial Engines , Dynasty Financial Partners , Fitch Rating , Oriental Bank , ப்வெர்டோ ரிக்கோ , ஒன்றுபட்டது மாநிலங்களில் , ப்வெர்டோ ரிக்கன் ,

UBS ordered to pay $4.8 million over Puerto Rican bond sales

UBS ordered to pay $4.8 million over Puerto Rican bond sales
The wirehouse disputes the damages and asserts the case is not indicative of how other arbitration panels may rule on the investment products.
May 14, 2021
2
MINS
Finra arbitrators ordered UBS Financial Services Inc. to pay $4.8 million to investors who lost money on Puerto Rican bonds.
A three-person Financial Industry Regulatory Authority Inc. arbitration panel found UBS and UBS Financial Services Inc. of Puerto Rico liable for breach of fiduciary duty, breach of contract and rescission related to the sale of Puerto Rican bonds to the claimants, Eugenia Fidalgo Gutierrez, Mercedes Fidalgo Gutierrez and Fidalgo Gutierrez Holding Corp. ....

Puerto Rico , United States , Puerto Rican , Williamd Goren , Eduardo Gonzalez , Eugenia Fidalgo Gutierrez , Franciscoa Feliu Nigaglioni , Mercedes Fidalgo Gutierrez , Miguel Pascual , Financial Industry Regulatory Authority Inc , Fidalgo Gutierrez Holding Corp , Planning Associates , Financial Services Inc , Financial Industry Regulatory Authority , Fidalgo Gutierrez Holding , Nationwide Planning , ப்வெர்டோ ரிக்கோ , ஒன்றுபட்டது மாநிலங்களில் , ப்வெர்டோ ரிக்கன் , எட்வார்டொ கோன்சலஸ் , மிகுவல் பாஸ்கூல் , நிதி தொழில் ஒழுங்குமுறை அதிகாரம் இன்க் , திட்டமிடல் கூட்டாளிகள் , நிதி சேவைகள் இன்க் , நிதி தொழில் ஒழுங்குமுறை அதிகாரம் , நாடு முழுவதும் திட்டமிடல் ,