"Roaring Kitty" is back in the spotlight, along with GameStop, after becoming active again on social media and on his first livestream in three years. Here's what you need to know about the meme stock retail trader.
The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that.
INVESTMENT ADVISERS - Annual Compliance Reviews - All investment advisers registered with the Securities and Exchange Commission (“SEC”) or at the state.
Morgan Stanley has been staging a bloodless succession race in which all three candidates stay, but it's unclear whether the bank can hold onto Simkowitz if either of his rivals wins.
With a ruling issued on August 25, 2023, the Supreme Judicial Court of Massachusetts (the “Massachusetts Supreme Court”) revived the Massachusetts fiduciary duty rule (the “Rule”) that.