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Nutter Securities Enforcement Update: March 1, 2024 | Nutter McClennen & Fish LLP

The Nutter Securities Enforcement Update is a periodic update of noteworthy recent securities enforcement activity, settlements, decisions, and charges. We provide brief summaries that. ....

United States , New York , United Kingdom , Palm Beach , South Africa , David Schottenstein , Christian Fernandez , Edwardf Hackert , David Bodner , Clairep Shaughnessy , Van Eck , Shanchun Huang , Matter Of Clark Schaefer Hackett Co , Investment Advisers Companies , Matter Of Morgan Stanley Co , Morgan Stanley Co , Commission Rules Of Practice , Investment Company , Matter Of Van Eck Associates Corporation , Matter Of Robinhood Financial , Jp Morgan Securities , Massachusetts Supreme Judicial Court , Matter Of Aon Investments United States Inc , Rite Aid , Exchange Act Section , Matter Of Lordstown Motors Corp ,

SEC Charges Chicago-based Aon Investments and Former Partner with Misleading Pennsylvania Public Employees' Pension Fund

The Securities and Exchange Commission today announced settled charges against Aon Investments USA Inc., a Chicago-based registered investment adviser, and… ....

United States , Clairep Shaughnessy , Exchange Commission , Aon Investments United States Inc , Reaking News ,

SEC Settles With Aon Over PSERS Calculation

The SEC announced settled charges against Aon Investments USA Inc. and the firm’s former partner, Claire P. Shaughnessy, for misleading their client, the Pennsylvania Public School Employees’ Retirement System (PSERS), about the reason for a discrepancy between two different calculations by Aon of PSERS’s investment returns for the same period. The SEC’s orders find that…
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United States , Clairep Shaughnessy , Aon Investments United States Inc , Pennsylvania Public School Employee Retirement System , Aon Investments United States ,

Chicago-based Aon Investments Charged with Misleading Pennsylvania Public Employees' Pension Fund

Chicago-based Aon Investments Charged with Misleading Pennsylvania Public Employees' Pension Fund
hedgeco.net - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from hedgeco.net Daily Mail and Mail on Sunday newspapers.

United States , Clairep Shaughnessy , Aon Investments United States Inc , Exchange Commission , Pennsylvania Public School Employee Retirement System , Hedgeco Net ,

SEC fines investment adviser Aon over a PSERS report that exaggerated profits

SEC fines investment adviser Aon over a PSERS report that exaggerated profits
inquirer.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from inquirer.com Daily Mail and Mail on Sunday newspapers.

United States , Clairep Shaughnessy , Joe Torsella , Pennsylvania Public School Employee Retirement System , Exchange Commission , Aon Investments United States Inc , Aon Investments United States , Finance Abuse Unit , Treasurer Joe Torsella , Richard Vague , Philadelphia Common Pleas ,