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SEC Small Business Capital Formation Advisory Committee To Discuss Definition Of An Accredited Investor Again

SEC Small Business Capital Formation Advisory Committee To Discuss Definition Of An Accredited Investor Again
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Kenisha nicholsonMarc mehrespandSmall business capital formation advisory committeeExchange commissionDivision of investment managementAccredited investorCapitol hillBusiness capital formation advisoryIntroductory remarksCorporation financeSmall businessSmall business policyInvestment management

Statement On Private Fund Advisers, SEC Chair Gary Gensler, Aug 23, 2023

Statement On Private Fund Advisers, SEC Chair Gary Gensler, Aug 23, 2023
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Shane coxCharles woodworthAlexander schillerMarc mehrespandGaurav hiranandaniLauren mooreJerin nelsonRolaine bancroftMorgan macdonaldAdele murrayTim dulaneyWilliam birdthistlePaul gumagayJonathan wigginsJessica wachterMeridith mitchell

Statement On Amendments To Regulation S-P, SEC Chair Gary Gensler, March 15, 2023

Today, the Commission is considering amendments to require covered firms to notify their customers of data breaches.<a name=" ftnref1" href="https://www.sec.gov/news/statement/gensler-statement-regulation-sp-031523?utm medium=email&utm source=govdelivery# ftn1">[1]</a> I support these amendments because, through making critical updates to a rule first adopted in 2000, this proposal would help protect the privacy of customers’ financial data.

Edward schellhornNatalie shiojiEmily westerberg russellMalou louise huthMoshe rothmanTom hanksChristine jeonMeredith mitchellAndrea orrAndrew deglinMegan barberoMargaret mcguireDevin ryanAaron elliasKerry dingleSal montemarano

Is 48 Hours Too Short For Reporting Cybersecurity Breaches?

During a panel at the IAA Compliance Conference, one CCO worried the 48-hour reporting period for incidents in the proposed cybersecurity rule was too short.

United statesMarc mehrespandJacob prudhommeDavid joireExchange commissionInvestment adviser association compliance conferenceDivision of investment managementInvestment management divisionNew york basedKlingenstein fields advisorsInvestment adviser associationCompliance conferenceRegulations pExchange act

MIL-OSI USA: Statement on Best Execution Proposal | ForeignAffairs co nz

MIL-OSI USA: Statement on Best Execution Proposal | ForeignAffairs co nz
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Michael walzThomas shohfiLauren mooreCharles woodworthTracey hardinJonathan max warnerCarrie obrienConstance kigginsAmy scullyIan dattnerJessica wachterOliver richardDaniel staroselskyQiyu liuLaura tuttleHaoxiang zhu