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CohnReznick fined $1.9M for audit failures at Sequential Brands, Longfin

CohnReznick fined $1.9M for audit failures at Sequential Brands, Longfin
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Robert Hilbert , Melissa Hodgman , Stephen Jackson , Stephen Wyss , Sequential Brands Group , Longfin Corp , Enforcement Division , Division Of Enforcement , Exchange Act ,

SEC Charges CohnReznick LLP and Three Partners with Improper Professional Conduct

SEC Charges CohnReznick LLP and Three Partners with Improper Professional Conduct
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United States , Stephenh Jackson , Richard Johnston , Stephenm Wyss , Ellen Bortz , Melissa Hodgman , Eric Hubbs , Paul Pashkoff , Paul Gunson , Robertg Hilbert , John Bowers , Christopher Bruckmann , Exchange Commission , Sequential Brands Group Inc , Longfin Corp , Dc Newsfile Corp , Securities Exchange , Division Of Enforcement , Sequential Brands Group , Associate Director , Regulations X , Securities Exchange Act , Mark Cave ,

CohnReznick charged with improper auditing conduct by SEC

The commission charged the Top 20 Firm and three of its partners Wednesday, and the firm agreed to pay a $1.9 million penalty to investors. ....

United States , Jessica Simpson , Stephenh Jackson , Stephenm Wyss , Melissa Hodgman , Robertg Hilbert , Exchange Commission , Sequential Brands Group Inc , Longfin Corp , Division Of Enforcement , Sequential Brands Group , Audit Preparation , Sec Enforcement ,

Seventh Circuit Addresses Jurisdiction and Non-Waiver Provisions

In Seafarers Pension Plan v. Bradway the Seventh Circuit reinstated a claim brought in federal court under Section 14a of the Securities Exchange Act of 1934, asserted derivatively by a stockholder of the Boeing Company, based on allegedly false and misleading statements. ....

United States , New York , Virgin Islands , State Of Delaware , Kennethk Lee , Harryd Leinenweber , Gonzalez Rogers , Dianep Wood , Stevenj Menashi , Debra Ann Livingston , Janeen Mcintosh Svetlana Starykh , Frank Easterbrook , Johnson Jr , Frankh Easterbrook , Jilla Otake , Denise Cote , Danielp Collins , Dennis Jacobs , Bristol Myers , Sylebra Capital Partners Master Fund Ltd , Longfin Corp , Us Court , Financial Services Inc , Us District Court , Tesla Inc , Sunedison Inc ,

Securities Litigation Update: Courts of Appeal Address the Exchange Act's Exclusive-Jurisdiction and Non-Waiver Provisions, the Duty to Disclose, and Scienter | Cadwalader, Wickersham & Taft LLP

In the first quarter of 2022, federal appellate courts issued a number of thought-provoking (albeit not monumental) decisions addressing the reach of the federal securities laws and, in. ....

New York , United States , Virgin Islands , State Of Delaware , Kennethk Lee , Harryd Leinenweber , Gonzalez Rogers , Dianep Wood , Stevenj Menashi , Debra Ann Livingston , Janeen Mcintosh Svetlana Starykh , Frank Easterbrook , Johnson Jr , Frankh Easterbrook , Jilla Otake , Denise Cote , Danielp Collins , Dennis Jacobs , Bristol Myers , Sylebra Capital Partners Master Fund Ltd , Longfin Corp , Wickersham Taft , Us Court , Financial Services Inc , A Weston Family Partnership , Us District Court ,