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SEC.gov | SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion

SEC.gov | SEC Charges Intercontinental Exchange and Nine Affiliates Including the New York Stock Exchange with Failing to Inform the Commission of a Cyber Intrusion
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Chicago
Illinois
United-states
American
David-liu
Carolynm-welshhans
Heidi-pilpel
Gurbirs-grewal
Melissa-hodgman
Benjamind-brutlag
Intercontinental-exchange-inc
Division-of-examinations

ICE agreed to pay a $10 million penalty caused the failure of nine wholly-owned subsidiaries

ICE agreed to pay a $10 million penalty caused the failure of nine wholly-owned subsidiaries
finchannel.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from finchannel.com Daily Mail and Mail on Sunday newspapers.

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National-inc

Charter Communications to Pay $25 Million Penalty for Stock Buyback Controls Violations

Washington D.C. - The Securities and Exchange Commission today announced settled charges against Charter Communications Inc. for violating internal accounting controls requirements relating to its.

Washington
United-states
Melissa-hodgman
Joseph-zambuto-jr
Charter-communications-inc
Exchange-commission
Division-of-enforcement
Associate-director
Assistant-director
Markets

SEC.gov | Charter Communications to Pay $25 Million Penalty for Stock Buyback Controls Violations

SEC.gov | Charter Communications to Pay $25 Million Penalty for Stock Buyback Controls Violations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Melissa-hodgman
Joseph-zambuto-jr
Division-of-enforcement
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Charter-communications-inc
Charter-communications
Associate-director
Joseph-zambuto
Assistant-director-rami

SEC charges Charter Communications with controls violation related to 10b5-1 plans for company buybacks | Cooley LLP

Yesterday, the SEC announced a settled action against Charter Communications for “violating internal accounting controls requirements when it engaged in stock buybacks not authorized by.

Switzerland
Swiss
Elad-roisman
Melissa-hodgman
Mark-uyeda
Hester-peirce
Charter-communications
Exchange-act-section
Associate-director
Dollar-cap
Plan-dollar-cap
Yet-charter

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