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Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T Uyeda, Washington D C , June 6, 2024

<p><span>Good morning and hearty welcome to the incoming leadership of the Investor Advisory Committee, including Brian Schorr as Chair, Colleen Honigsberg as Secretary, James Andrus as Chair of the Investor as Owner Subcommittee, and Jamila Abston Mayfield as Chair of the Investor as Purchaser Subcommittee. They will join Brian Hellmer, Andrew Park, and Paul Roye, who will continue leading the other subcommittees and working groups.</span></p>

Leslie van buskirkAndrew parkPaul royeJamila abston mayfieldBrian hellmerChristopher mirabelleInvestor advisory committeeBrian schorrColleen honigsbergJames andrusOwner subcommitteeChair christopher mirabelleVice chair leslie van buskirkFirst amendment

State regulators oppose bill to allow private markets access through advisors

State regulators oppose bill to allow private markets access through advisors
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United statesNew yorkJoseph bradyAnya covermanHakeem jeffriesLeslie van buskirkMike johnsonInstitute for portfolio alternativesHouse financial services committeeAmerican securities administrators associationExchange commissionExpanding accessCapital actHouse speaker mike johnsonHouse democratic leader hakeem jeffriesVan buskirk

Panel suggests SEC use existing rules to address AI conflicts

Panel suggests SEC use existing rules to address AI conflicts
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United statesPaul royeLeslie van buskirkCapital researchInvestor advisory committeeManagement coExchange commissionAdvisory committeeRegulation best interest

Meeting Of The SEC Investor Advisory Committee Will Address Reg D And Definition Of An Accredited Investor

Meeting Of The SEC Investor Advisory Committee Will Address Reg D And Definition Of An Accredited Investor
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United statesLeslie van buskirkDivision of securitiesExchange commissionInvestor advisory committeeInvestor panelWisconsin department of financial institutionsRegd panelVan buskirk administratorWisconsin departmentFinancial institutionsVice chairInvestor advisory

Artificial Intelligence: SEC Proposals And Concerns - New Technology

The US Securities and Exchange Commission (SEC) indicated this summer that it plans to introduce proposals to regulate conflicts of interest associated with artificial intelligence.

United statesGary genslerLily baileyScottw baugessMichaelj hsuDivision of investment managementAmerican bankers associationAdvisory committeeExchange commission divisionExchange commissionDivision of economicExchange commission investor advisory committeeBloomberg professional servicesOffice of compliance inspectionsAdvisers actAdviser act