Paul Roye News Today : Breaking News, Live Updates & Top Stories | Vimarsana

Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T Uyeda, Washington D C , June 6, 2024

<p><span>Good morning and hearty welcome to the incoming leadership of the Investor Advisory Committee, including Brian Schorr as Chair, Colleen Honigsberg as Secretary, James Andrus as Chair of the Investor as Owner Subcommittee, and Jamila Abston Mayfield as Chair of the Investor as Purchaser Subcommittee. They will join Brian Hellmer, Andrew Park, and Paul Roye, who will continue leading the other subcommittees and working groups.</span></p>

Leslie van buskirkAndrew parkPaul royeJamila abston mayfieldBrian hellmerChristopher mirabelleInvestor advisory committeeBrian schorrColleen honigsbergJames andrusOwner subcommitteeChair christopher mirabelleVice chair leslie van buskirkFirst amendment

SEC on social media influencers and AI conflicts

The U.S. Securities and Exchange Commission is looking at how social media influencers and AI technology may pose conflicts of interest, steer investors' financial decisions.

Los angelesUnited statesNellie liangKeith gillHester peirceGary genslerPaul royeInvestor advisory committeeManagement company in los angelesExchange commissionTreasury departmentCapital researchAdvisory committeeRoaring kittyManagement companyDomestic finance nellie liang

ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital

ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

Silver creekNew zealand generalNew zealandJane wadiaDerrick romanSam mchughDerrick roman davidNicolas deschampsEllen frawleyParibas exanePaul royeLarry cermakEvgeny gaevoyMaarten botmanNaureen hassanMoses sutton

Panel suggests SEC use existing rules to address AI conflicts

Panel suggests SEC use existing rules to address AI conflicts
investmentnews.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from investmentnews.com Daily Mail and Mail on Sunday newspapers.

United statesPaul royeLeslie van buskirkCapital researchInvestor advisory committeeManagement coExchange commissionAdvisory committeeRegulation best interest

Investment advisor numbers escalate, ideas for stronger oversight remain stuck

As the number of advisors grows, should a third-party organization help the SEC increase its oversight and the number of exams?

United statesJanay rickwalderCien asoeraPaul royeLeslie van buskirkDavid tittsworthFinancial industry regulatory authority incHouse financial services committeeFund business management groupInvestor advisory committeeExchange commissionWisconsin division of securitiesInvestment adviser associationHouse financial servicesInvestment adviserVan buskirk