<p><span>Today, the Commodity Futures Trading Commission (Commission or CFTC) announced a settlement agreement with J.P. Morgan Securities LLC (J.P. Morgan) following over a decade of trade surveillance supervision failures in violation of Regulation 166.3.</span></p>
<p><span>The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against </span><span>J.P. Morgan Securities LLC</span><span>, a registered futures commission merchant and swap dealer, for failing diligently to supervise its business as a CFTC registrant, resulting in J.P. Morgan failing to capture billions of orders in its surveillance systems.</span></p>
The Commodity Futures Trading Commission announced it filed a civil enforcement action in the U.S. District Court for the Northern District of Texas against Agridime LLC.
CFTC Charges Agridime and Its Co-Founders with a Fraudulent Cattle Scheme mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.
CFTC Charges KuCoin With Operating Illegal Digital Asset Derivatives Exchange mondovisione.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from mondovisione.com Daily Mail and Mail on Sunday newspapers.