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Statement Of CFTC Commissioner Kristin N. Johnson On Settlement Agreement Resolving Enforcement Action On Compliance And Supervision Failures

<p><span>Today, the Commodity Futures Trading Commission (Commission or CFTC) announced a settlement agreement with J.P. Morgan Securities LLC (J.P. Morgan) following over a decade of trade surveillance supervision failures in violation of Regulation 166.3.</span></p> ....

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Statement of Commissioner Kristin N. Johnson Regarding CFTC's Landmark Resolution of Charges against Binance and Its CEO and CCO

Statement of Commissioner Kristin N. Johnson Regarding CFTC's Landmark Resolution of Charges against Binance and Its CEO and CCO
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Client Alert: CFTC Updates Enforcement Guidance Regarding Monetary Penalties, Third-Party Monitorships, and Admissions of Wrongdoing | Jenner & Block

In October 2023, the Division of Enforcement of the Commodity Futures Trading Commission (“CFTC” or the “Commission”) issued an Enforcement Advisory clarifying the Commission’s approach. ....

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CFTC Enforcement Division Updates Policies Regarding Penalties, Monitors, And Admissions - Commodities/Derivatives/Stock Exchanges

CFTC's Division of Enforcement (the Division) has issued guidelines (the Advisory) indicating it will no longer accept neither-admit-nor-deny answers as the default settlement option. ....

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CFTC enforcement division updates policies regarding penalties, monitors, and admissions | Reed Smith

On October 17, 2023, the Commodity Futures Trading Commission’s (CFTC) Division of Enforcement (the Division) issued an Advisory Regarding Penalties, Monitors and Consultants, and. ....

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