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ASIC says it has had “regular, constructive engagement” on the Quality of Advice Review. Speaking at the FPA Professionals Congress in Sydney on Thursday, ASIC senior executive leader, Leah Sc ....
ASIC is currently finalising next year’s exam sittings with more details to be released “imminently”. Speaking at the FPA Professionals Congress in Sydney on Wednesday, ASIC senior executive l ....
Appearing at the FPA Congress today, ASIC senior executive leader Leah Sciacca explained that all financial advisers will need to register with the ASIC Financial Services and Credit Panel, in addition to being registered on the Financial Advisers Register. ....
Financial advisers are required to register with the ASIC Financial Services and Credit Panel in addition to being on the Financial Adviser Register, the corporate regulator has confirmed. Speakin ....
Understanding and fixing regulatory uncertainty and licensee caution has been a subject discussed at length within the advice community in recent years, with AFCA saying it isn t surprised by the level of fear in the industry when it comes to ASIC. ....