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ASIC delays adviser registration date for third time

With just days until the previous scheduled date of 1 October, ASIC has once again delayed the date that relevant providers must be registered.

Leah sciaccaRoyal commissionFinancial sector reform hayne royal commission responseFinancial services industryTreasury laws amendmentFinancial sector reformHayne royal commission responseBetter adviceFinancial servicesFinancial advisers registerAssociation roadshowBetter advice act

ASIC extends financial adviser registration date

ASIC has extended the deadline for registration of financial advisers and shared when it expects the portal to open.

Leah sciaccaSenate economics legislation committeeInvestments commissionAustralian securitiesFinancial advisers registerTreasury laws amendmentBetter advice act

Less serious misconduct will draw FSCP hearing - Professional Planner

Matters of less serious misconduct may still require a hearing in front of the Financial Services and Credit Panel, according to ASIC.

New south walesLeah sciaccaFinancial servicesCredit panelFinancial services stephen jonesAustralian business registry serviceFinancial adviser registerBetter advice actAustralian business registry

Where does relevant provider registration with ASIC now stand?

ASIC’s senior executive leader, Leah Sciacca, has provided an update on the status of financial adviser registration with the regulator since it was delayed in November 2022.

Sarah aboodLeah sciaccaInvestments commissionFinancial advice association of australiaAustralian securitiesAssociation roadshowBetter advice actFinancial advice associationFinancial advisers registerWealth data

Experience pathway consultation opens

The federal government today opened consultation to clarify the educational requirements for experienced financial advisers and new entrants.

Laws amendmentFinancial adviser standardsFinancial advisers registerProfessional standardsFinancial advisers actBetter advice act

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