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Smaller firms beware: How to stay ahead of FCA expectations on ongoing services

When the UK’s largest wealth management firm puts aside over £400m in relation to historic ongoing services issues, it’s clear this is a subject that needs to be a priority.

United kingdomKate tuckleyRetail distribution reviewConsumer duty

Wealth managers face the music after years of rip-off fees

During the good times, being a wealth manager felt like a bet you couldn’t lose. Assets under management – the key barometer of any manager’s health – kept rising and rising across the industry, and so too did the fees and profits.

United kingdomStuart duncanSteven levinKate tuckleyPaul stocktonFinancial conduct authorityPeel huntConsumer dutyTelegraph quilter

Why wealth is not an insulator against vulnerability

Jonathan Barrett spells out why wealth is not, and will never be, an insulator against vulnerability.

Kate tuckleyFinancial conduct authorityConsumer dutyJonathan barrettVulnerable clients

FCA cracks the whip on consumer duty

The Financial Conduct Authority (FCA) is writing to 20 financial advice firms to see how they have responded to Consumer Duty.

Elliot gulliver needhamKate tuckleyFinancial conduct authorityConsumer duty

You have been warned! Six months on from Consumer Duty, MorganAsh s Gething shares a roundup of recent FCA action on consumer vulnerability

You have been warned! Six months on from Consumer Duty, MorganAsh s Gething shares a roundup of recent FCA action on consumer vulnerability
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David gealeNisha aroraKate tuckleyConsumer dutyAndrew gethingManaging directorRegulatory initiatives gridMorganash resilience system

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