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Remarks At The Meeting Of The Investor Advisory Committee, SEC Commissioner Mark T. Uyeda, Washington D.C., June 6, 2024

<p><span>Good morning and hearty welcome to the incoming leadership of the Investor Advisory Committee, including Brian Schorr as Chair, Colleen Honigsberg as Secretary, James Andrus as Chair of the Investor as Owner Subcommittee, and Jamila Abston Mayfield as Chair of the Investor as Purchaser Subcommittee. They will join Brian Hellmer, Andrew Park, and Paul Roye, who will continue leading the other subcommittees and working groups.</span></p> ....

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SEC on social media influencers and AI conflicts

The U.S. Securities and Exchange Commission is looking at how social media influencers and AI technology may pose conflicts of interest, steer investors' financial decisions. ....

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ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital

ON THE MOVE: FINRA Names Public Governors; David Matter Joins Silver Creek Capital
tradersmagazine.com - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from tradersmagazine.com Daily Mail and Mail on Sunday newspapers.

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Panel suggests SEC use existing rules to address AI conflicts

Panel suggests SEC use existing rules to address AI conflicts
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Investment advisor numbers escalate, ideas for stronger oversight remain stuck

As the number of advisors grows, should a third-party organization help the SEC increase its oversight and the number of exams? ....

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