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SEC.gov | SEC Charges Five Investment Advisers for Marketing Rule Violations

SEC.gov | SEC Charges Five Investment Advisers for Marketing Rule Violations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Julia Gilmer , Anne Hancock , Colin Forbes , Marilyn Ampolsk , Robert Baker , Corey Schuster , Janet Grossnickle , Jennifer Paul , Donna Norman , Jennifer Sawin , Emily Shea , Kamran Beikmohamadi , Stuart Jackson , Alex Lefferts , Jonathan Menitove , Brianna Ripa , Michael Mcgrath , Rory Alex , Monex Asset Management Inc , Division Of Economic , Exchange Commission , Division Of Investment Management , Bradesco Global Advisors Inc , Enforcement Division Asset Management Unit , Division Of Enforcement Asset Management Unit , Credicorp Capital Advisors ,

SEC.gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

SEC.gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Janet Grossnickle , Corey Schuster , Jonathan Menitove , Emily Shea , Jan Jindra , Jennifer Paul , Mavis Kelly , Brianna Ripa , Brian Snively , Donna Norman , Chris Mulligan , Carolyn Obrien , Marilyn Ampolsk , Julia Gilmer , Alex Lefferts , Dmitry Chesnokov , Jennifer Sawin , Gurbirs Grewal , Colin Forbes , Stuart Jackson , Frank Sensenbrenner , Robert Baker , Karen Stevenson , Linden Thomas Advisory Services , Division Of Enforcement Asset Management Unit , Division Of Economic ,

Statement On Rules To Increase Transparency Of Short Sale Activity, SEC Chair Gary Gensler, Feb. 25, 2022

<p><span>Today, the Commission unanimously voted to propose rules and amendments to broaden the scope of short sale-related data available to the investing public and to regulators. I am pleased to support this proposal because, if adopted, it would strengthen transparency of an important area of our markets that would benefit from greater visibility and oversight.</span></p> ....

Ted Yu , Meridith Mitchell , Todd Canali , Daniel Chang , Quinn Kane , Andrew Glickman , Peter Dixon , Mark Donohue , Brendan Mcleod , David Hsu , Julie Marlowe , Michael Willis , Theresa Hajost , Michele Anderson , Lauren Moore , Brian Johnson , Rosemary Filou , Jessica Kloss , Jennifer Sawin , Jane Patterson , Joshua Nimmo , Meredith Macvicar , Tina Barry , Elizabeth Plaum , Jonathan Max Warner , Janice Mitnick ,

MIL-OSI USA: Statement on Rules to Increase Transparency of Short Sale Activity

MIL-OSI USA: Statement on Rules to Increase Transparency of Short Sale Activity
foreignaffairs.co.nz - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from foreignaffairs.co.nz Daily Mail and Mail on Sunday newspapers.

Ted Yu , Meridith Mitchell , Todd Canali , Daniel Chang , Quinn Kane , Andrew Glickman , Peter Dixon , Mark Donohue , Brendan Mcleod , David Hsu , Julie Marlowe , Michael Willis , Theresa Hajost , Michele Anderson , Lauren Moore , Brian Johnson , Rosemary Filou , Jessica Kloss , Jennifer Sawin , Jane Patterson , Joshua Nimmo , Meredith Macvicar , Tina Barry , Elizabeth Plaum , Jonathan Max Warner , Janice Mitnick ,

SEC Charges Infinity Q Founder With Orchestrating Massive Valuation Fraud - Defendant Overvalued Fund Assets By More Than $1 Billion, Pocketing Millions

<p><span>The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees.</span></p> <div><span><br /></span></div> ....

New York , United States , Adams Aderton , Alexander Bradford , Daniel Gallagher , Dennis Hamilton , Janet Grossnickle , Jenson Wayne , David Bartels , Kenneth Oconnor , Ethan Coombs , Jon Hertzke , Preethi Krishnamurthy , Gurbirs Grewal , Osman Nawaz , Brian Fitzpatrick , Luis Casais , Timothy Husson , James Velissaris , Jennifer Sawin , Joshua Brodsky , Kerri Palen , Division Of Enforcement , Division Of Trading , Us District Court , Division Of Investment Management ,