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SEC gov | SEC Charges Five Investment Advisers for Marketing Rule Violations

SEC gov | SEC Charges Five Investment Advisers for Marketing Rule Violations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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SEC gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

SEC gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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SEC Charges Infinity Q Founder With Orchestrating Massive Valuation Fraud - Defendant Overvalued Fund Assets By More Than $1 Billion, Pocketing Millions

<p><span>The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees.</span></p> <div><span><br /></span></div>

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