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SEC.gov | SEC Charges Five Investment Advisers for Marketing Rule Violations

SEC.gov | SEC Charges Five Investment Advisers for Marketing Rule Violations
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

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Anne-hancock
Colin-forbes
Marilyn-ampolsk
Robert-baker
Corey-schuster
Janet-grossnickle
Jennifer-paul
Donna-norman
Jennifer-sawin
Emily-shea
Kamran-beikmohamadi

SEC.gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers

SEC.gov | SEC Sweep into Marketing Rule Violations Results in Charges Against Nine Investment Advisers
sec.gov - get the latest breaking news, showbiz & celebrity photos, sport news & rumours, viral videos and top stories from sec.gov Daily Mail and Mail on Sunday newspapers.

Janet-grossnickle
Corey-schuster
Jonathan-menitove
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Jan-jindra
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Mavis-kelly
Brianna-ripa
Brian-snively
Donna-norman
Chris-mulligan
Carolyn-obrien

SEC Charges Infinity Q Founder With Orchestrating Massive Valuation Fraud - Defendant Overvalued Fund Assets By More Than $1 Billion, Pocketing Millions

<p><span>The Securities and Exchange Commission today charged James Velissaris, the former Chief Investment Officer and founder of Infinity Q Capital Management, with overvaluing assets by more than $1 billion while pocketing tens of millions of dollars in fees.</span></p> <div><span><br /></span></div>

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