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Five Reminders for the Form 10-Q | Wilson Sonsini Goodrich & Rosati

In this blog post, we highlight five reminders that may be useful for issuers preparing and filing quarterly reports on Form 10-Q in the coming weeks. ....

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SEC Adopts Rules to Modernize Share Repurchase Disclosure | Womble Bond Dickinson

On May 3, the SEC adopted new rules for disclosure of company repurchases of equity securities. The amendments are intended to improve the information investors receive to better assess. ....

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Rule 10B5-1 Plans In The Hot Seat, Subject To Close Scrutiny By SEC, DOJ - Securities

Federal regulators are increasingly scrutinizing inside trading (Rule 10b5-1) plans, which allow corporate insiders to trade securities under a forward looking written plan adopted. ....

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SEC Adopts Restrictive Amendments to Rule 10b5-1 | Jones & Keller, P.C.

The SEC adopted final rules imposing new conditions and disclosure requirements on Rule 10b5-1 trading plans, increasing transparency into inside trading plans and related disclosures. ....

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SEC Adopts Amendments to Rule 10b5-1 Insider Trading Arrangements

On December 14, 2022, the Securities and Exchange Commission adopted final rules amending Rule 10b5-1 under the Securities Exchange Act of 1934, as… ....

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